Commodity Futures Trading Commission; Securities and Exchange Commission. ACTION: Joint final rule; joint interim final rule; interpretations; correction. SUMMARY: The Commodity Futures Trading Commission and Securities and Exchange Commission are correcting final rules that appeared in the Federal Register of May 23, 2012 (77 FR 30596).

The Commodity Futures Trading Commission (the “CFTC”) and the Securities and Exchange Commission (the “SEC” and, together with the CFTC, the “Commissions”) are reopening the comment period for a study to determine whether stable value contracts (“SVCs”)

Commodity Futures Trading Commission (“CFTC”) and the Securities and Exchange Commission (“SEC”) (collectively, the “Commissions”), in consultation with the Board of Governors of the Federal Reserve System, are proposing rules and interpretative guidance under the Commodity Exchange Act (“CEA”), 7 U.S.C. § 1 . et seq., and the

Commodity Futures Trading Commission; Securities and Exchange Commission. ACTION: Final interpretation. SUMMARY: In accordance with section 712(d)(4) of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”), the Commodity Futures Trading Commission (the “CFTC”) and the Securities and Exchange Commission

Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549-8549. CFTC: Pamela Geraghty, Acting Deputy Director; or Elizabeth Groover, Special Counsel, at (202) 418-6700, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581.

Jul 17, 2001 · I. Introduction The CFMA, 1 which became law on December 21, 2000, amended the CEA and the Exchange Act to permit the trading of single stock and narrow-based stock index 2 futures ("security futures") 3 and to establish a framework for the joint regulation by the CFTC and the SEC of security futures products ("SFPs"). 4 In addition, the CFMA amended the CEA and the Exchange Act to require ...

Exchange Commission (“SEC”) and the Commodity Futures Trading Commission (“CFTC”) (collectively, “the Commissions”), in consultation with the Board of Governors of the Federal Reserve System, shall jointly further define certain key terms (specifically, “swap”,

Investment Advisers with the SEC and as Commodity Pool Operators with the CFTC, and SFPs. ARTICLE 1: DEFINITIONS For purposes of this MOU: "CEA" shall refer to the Commodity Exchange Act. "CFMA" shall refer to the Commodity Futures Modernization Act of 2000. "C'FTC"shall mean the U.S. Commodity Futures Trading Commission.

This is a report of the findings by the staff s of the U.S. Commodity Futures Trading Commission and the U.S. Securities and Exchange Commission. The Commissions have expressed no view regarding the analysis, findings or conclusions contained herein. U.S. Commodity Futures Trading Com mission Three Lafayette Centre, 1155 21st Street, NW

Oct 11, 2019 · The leaders of the U.S. Commodity Futures Trading Commission, the Financial Crimes Enforcement Network, and the U.S. Securities and Exchange Commission (the “Agencies”) today issued the following joint statement to remind persons engaged in activities involving digital assets of their anti-money laundering and countering the financing of terrorism (AML/CFT)obligations under the Bank ...