10b5-1 trading plans were once offered mainly to the C-Suite and Board, designed to provide them with a structured and ...

Cory Mitchell, CMT is the founder of TradeThatSwing.com. He has been a professional day and swing trader since 2005. Cory is an expert on stock, forex and futures price action trading strategies.

On June 21, 2024, a Los Angeles federal jury convicted former Ontrak, Inc. CEO and Chairman of the Board of Directors Terren S. Peizer of insider trading in a first-of-its-kind prosecution based ...

On December 14, 2022, the Securities and Exchange Commission (SEC) adopted amendments and certain enhanced disclosure requirements related to Rule 10b5-1 trading plans. The new amendments include: ...

The authors write "This past June the U.S. Department of Justice (DOJ) secured its first insider trading conviction relating to the defendant’s use of a Rule 10b5-1 trading plan. The jury’s verdict in ...

Mike Bienenfeld, Jeff Cohen, Doug Davison, Alejandro Gordano, Mas Harntha, Jason Manketo, Luis Roth, Clara Pang, Alexander Parkhouse, Igor Rogovoy, Pam Shores, Cole ...

NEW YORK (Reuters) - The insider trading case against home loan entrepreneur Angelo Mozilo is sparking renewed questions about potential abuse of stock selling plans that were intended to be one of ...

Opinions expressed by Digital Journal contributors are their own. Trading or investing is a business. You want to start by setting realistic goals. By creating a plan, your framework will help help ...

In a recent SEC filing, Micron Technology (MU) President and CEO Sanjay Mehrotra has disclosed plans to sell up to $20 million worth of his shares in the company. This comes after the conclusion of ...

TORONTO (Reuters) - Financial-market turmoil will not derail a closely watched alternative Canadian stock-trading system from its planned launch next September, the head of Alpha Trading Systems said ...