The New York Stock Exchange is investigating the way in which brokers at Salomon Smith Barney handled accounts of WorldCom employees who held stock options, say two attorneys who are familiar with the ...

Less than 10 years after they settled the infamous “boom-boom room” case, Smith Barney is being sued for discrimination again. The new case, Fassbender Amochaev v. Citigroup Global Markets, Inc., ...

Morgan Stanley Smith Barney will pay a $15 million penalty as part of a settlement with the Securities and Exchange Commission related to four financial advisers who stole millions of dollars of ...

I.L. "lonnie" Morris, formerly d/b/a I.L. "lonnie" Morris, Cpa & Company v. Morgan Stanley Smith Barney, successor in interest to Solomon Smith Barney, Wen-ti "willy" Lee, and Richard S. Bartonmore ...